Compliance Guides
If you're a regulated business there is no susbtitute for reading and understanding the regulation yourselves but to give you a head-start we've compiled a series of 192business compliance guides to help.
We hope you find these guides useful, and if you have any questions, please contact us here...
The Money Laundering Regulations 2007
The Money Laundering Regulations 2007 implement the Third Money EU Laundering Directive in the UK. They play a crucial role in safeguarding the UK financial system from organised criminals and terrorists. Read how online identity verification can help you comply.
Download our AML compliance guide here
The JMLSG Guidance Notes 2007
The latest version of the JMLSG guidelines was approved by FSA and HM Treasury on 10 Feb 2011. The full version (Parts I, I and III) are over 500 pages long, our document is a more succinct guide to how you can meet CDD requirements.
Download our JMLSG Compliance guide here here
The Law Society Anti-Money Laundering Practice Note
Law firms are increasingly using our electronic verfication technologies but not all firms stiill understand when, how and why CDD must take place. As the law Society's preferred supplier for identity and KYC checking this guide helps to clarify CDD requirements for law firms
Read our Law Society CDD compliance guide here
Prepaid & E-Money JMLSG Compliance
As a prepaid cards operator, you will no doubt be aware of the necessity of carrying out Know Your Customer Checks on all new clients. Our guide can help you understand how Money Laundering legislation applies and how you can ensure compliance.
Read our Prepaid & E-Money Payments Compliance Guide here
HM Revenue & Customs Notice MLR 08
At the end of 2010 money transfer, cheque encashment or bureaux de change businesseses beacme firms regulated under the 3rd EU Money Laundering Directive and in the UK their supervisory body is the HMRC. Our compliance guide has ben written to help these newly regulated firms understand the basics of AML Know Your Cusotmer compliance.
Read our HM Revenue & Customs Notice Compliance Guide here
Selling Age Restricted Goods Online
Online retailers selling age-sensitive goods face a variety of pieces of legislation and this guide aims to set out some of the areas where age restrictions come into play and describes the legislation and compliance issues within each sector.
Read the Age Restricted goods compliance guide here.